[DEBATE] : (Fwd) After the Cochabamba water war: no easy victory
Patrick Bond
pbond at mail.ngo.za
Sat May 17 05:34:48 BST 2008
http://www.tni.org/detail_page.phtml?act_id=18250&menu=05k
Beyond water wars: lessons on forming collaborative governance from
Cochabamba
Travis Driessen
9 May 2008
The water war in Cochabamba, Bolivia, provided some of the first shots
against privatisation of water services heard around world, but
necessary institutional and cultural changes, as opposed to symbolic
restructuring of the board of the public service institution, have not
yet happened.
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The now famous Water War in Cochabamba, Bolivia, provided some of the
first shots against privatisation of water services heard around world,
as an awakened and politicized citizenry rose up to protest private
participation in their water company SEMAPA and to reclaim their
publicly provided water services. Cochabamba’s resistance to neo-liberal
water policies and its calls for public water service quickly resonated
in the emerging transnational social movement on water.
In the early months of 2000, tens of thousands of people participated in
the massive popular protests. These protests forced the Bolivian
government to cancel the highly contested service contract with the
private water provider, Aguas Del Tunari (1), and to return the public
water company SEMAPA to the state. While the state company SEMAPA was
known to be inefficient, corrupt and controlled by party politics, the
newly politicised and engaged public aspired to recreate their water
company by reorganising it to include a new participatory democratic
form of governance called “social control”.
Eight years later, there are important lessons to be learned from the
struggle to achieve participatory democratic water governance in
Cochabamba. Because they involve reconfiguring power relationships,
participatory processes can face intense resistance and possible
co-optation from those who benefited from past forms of company
organisation. Corruption and political elite control represent two of
the greatest factors in poor performing water companies. They are also
the key obstacles to creating new forms of transparency and expanding
citizen involvement in decision-making. Moreover, the technical bias
that traditionally exists among the professional staff of water
companies often challenges greater community participation in the
technical aspects of the service provision. Lastly, contentious social
groups may struggle to create effective participatory institutions,
develop new capacities, and form strategic relationships with company
officials in order to effectively participate in collective governance.
Participatory democratic approaches to public service management: social
control in SEMAPA
Social Control was envisioned by the actors of a social movement
coalition that emerged during the Water War called the Coordinadora(2).
In practice, social control attempts to provide the participatory
democratic mechanisms and processes with which to engage and integrate
citizen’s participation into strategic locales of the company’s
decision-making structure. By encouraging participation on water
policies and project priorities, participants define a broader social
demand for the water company to serve as a tool for equity rather than a
limited economic demand, determined and expressed according to the logic
of the market (namely by those who can afford to pay for the service
provision) under private operations. Moreover, social control attempts
to improving planning by reducing clientalistic service provisioning and
increasing the company performance by encouraging citizen monitoring and
evaluation.
Creating social control in SEMAPA intended to provide a complimentary
participatory decision-making presence to the existing technical
responsibilities of the company’s management. Pushing for participation
within the executive decision making body, the SEMAPA Board, was an
attempt to empower citizens and take away the control of this
institution from the various municipal politicians and company elites
who have historically exploited SEMAPA for personal gain.
Faltering beginnings in institutionalizing social control
After the massive street demonstrations, negotiations between social
movement leaders, company officials, and local politicians took place
within the SEMAPA Directory. Moving the protest from the streets and
into the formal arenas of the municipal government created many
significant obstacles for the Coordinadora. Within this formal setting,
the Coordinadora was challenged by maintaining broad-scale mobilization
in order to effectively exert popular pressure on municipal elites
ensuring their demands for reorganizing the company were met. Also the
legal procedures under which negotiations could be made and decisions
approved favoured the municipal political elites who supported the
privatization in the first place. Creating new forms of transparency and
expanding citizens’ control over decision making in SEMAPA ultimately
requires empowering new actors, namely those who are traditionally
marginalised, and, consequently, a loss of some control for others,
namely municipal politicians and corrupt workers and managers. The
control of the institution provides both a “botín político”(3) to
politicians and illicit economic benefits for managers and workers of
SEMAPA who participate in various forms of corruption to the detriment
of the company. It is primarily for these reasons that developing,
implementing, and practicing social control has been fiercely resisted
by local elites, both in the municipality and within the actual company.
But fierce elite resistance is not the only challenge to creating
participatory processes. Progressive social actors also bear the
responsibility of developing effective collaborative governance models
in cooperation with the public who is expected to utilize the new
participatory institutions. In addition, social control implies a new
logic of politics that often challenge contentious social organizations.
Within collaborative governance, adversarial social organizations must
develop new capacities and strategic relationships with company
officials in order to be able to successfully negotiate service projects
and monitor performance.
A common myth about the transfer from private to public hands was that
the Coordinadora controlled the restructuring and implementation of the
social control model in SEMAPA. Indeed a temporary Board was created to
define, negotiate and implement the model of social control. This
temporary board included two representatives of the Coordinadora out of
five seats. Two other Directors represented the interests of the mayor
and one represented the interests of the union. During this negotiation
the actors representing the municipal power structure waged fierce
battles both to discredit the temporary management of the company by the
Coordinadora and to derail the social movement’s project for social
control.
The Coordinadora’s strategies for institutionalising a participatory
form of management focused on three levels. At the executive level, the
Coordinadora proposed inserting citizen representatives within the Board
in order to more directly represent the interests of the population.
Their original demand was to have 14 Citizen Directors to represent each
of the city’s districts. This demand however was rejected by the other
board members. At the company level, the technical team of the
Coordinadora proposed making institutional changes in SEMAPA operations
that would create more cooperation between the engineers, workers, and
the communities within the various stages of service provision. In
particular, they proposed the creation of Technical Committees composed
of representatives of the company and the community, which would oversee
any service expansion project that SEMAPA implemented and evaluate its
performance. This proposal, however, was denied by the then current
General Manager. At the community level, the Coordinadora proposed
creating participatory institutions called Basic Sanitation Committees.
These committees would be organized at the neighbourhood level and allow
water users to elaborate their demands and evaluate city wide proposals
for water services. Political challenges in reforming the state
participatory institutions called Base Territorial Organizations
prevented their institutionalization. The presidents of these community
organizations are known to practice a politics of clientelism with the
local politicians in exchange for service provisions. The leaders feared
opening their institutions up to broader participation would result in a
loss of their control and therefore resisted creating the new basic
service committees.
The model of social control which was finally approved by the board and
implemented in SEMAPA reflected many concessions made by the social
movements. It did not provide adequate institutional changes which would
allow the integrated participation of the broader community into the
daily operations of the water company. The final version also lacked
mechanisms to empower citizen oversight of the work of representatives
and administrators of the company. Within the negotiated model, the role
of the broader community was less guaranteed.
One of the most important opportunities for change however has been the
new addition of the Citizen Directors to the Board representing the
various geo-political zones of the municipality. These Directors are
universally elected by Cochabambinos (residents of Cochabamba). This
small step towards building effective social control has been an
important initial advance; however it yet lacks many supporting
mechanisms to effectively interface community interests into the
decision-making structure of SEMAPA.
Continuing elite control, corruption, and inefficiency
Whilst the Citizen Directors compose four out of the nine Board’s
members, the new board is still embedded within a traditional
governmental and institutional power structure of political party
influence from above and blatant company corruption from below. To the
despair of the social movements, by law the mayor still retains the
presidency of the SEMAPA board. The resulting poor performance and
administration of the company demonstrate the characteristics of what
has been called an “elite captured public service”. Under this scenario,
there is continuous evidence of political party influence determining
who gets the service and when, as well as broad scale corruption.
Clientalistic politics affect service planning and the most efficient
use of limited resources within public service companies by reducing the
scope of the service provision to focus on a short-term limited
political demand. This political demand represents the interests of
incumbent elite representatives, rather than needs of society,
represented by all of those without access to quality services. Under
clientalistic planning, infrastructure expansion projects become a
fragmented hodgepodge, governed more by geopolitical calculations of
securing electoral support rather than a coherent and technically viable
approach to provision. Clientalistic planning ultimately denies
maximising the potential for redistributing limited state, company, and
community economic resources in order to meet the current and future
demand for services within a particular locale.
It is hard to determine the cost of corrupt practices to the company due
to the culprits’ efforts to hide their activities. There is, however, no
doubt that it is ubiquitous and perpetually present in the company.
Within the last two years, the last two General Managers have both been
fired for corruption charges that represent an economic impact of over
$US one million. Several other representatives and company managers have
also been fired for similar charges. In many cases, the corruption aims
to provide infrastructure that is less technically viable and therefore
less expensive so that the culprits can share in the profits. Under this
form of contract corruption, company officials negotiate public works
projects with less reputable companies in exchange for bribes. Nepotism,
another form of corruption, contributes to the lack of technical
capacity and experience of the managers and staff. Family members or
political supporters are hired on the basis of family ties rather than
merit and often lack expertise. In a recent interview a former manager
estimated, “80% of the SEMAPA management staff is not qualified to
perform their responsibilities.”
Practicing with social control
Social movements and participants in the Water War view the original
protest events in 2000 ever more as the first battle in a broader,
unfolding process and effort to reform SEMAPA, redefine the company’s
technical and political relations, and to influence government policies
on water and public services management. Social organisations are
working to strengthen the existing participatory process and create new
mechanisms to build the capacity of, and effectively engage, the public
within the collective governance of the water institution. Their
post-water war strategies can be classified in three categories: efforts
to reform company statutes to improve social control, protests to fight
corruption and political influence, and forming strategic relationships
with Citizen Directors and various company professionals to advocate
service projects and monitor company performance.
Attempts at reforming the statutes of SEMAPA regarding social control
have been quite limited. Shortly after the transition to social control
complaints from social organizations began to develop around the citizen
directors. These critiques were that the representatives had too few
responsibilities, they were not responsible to provide reports to update
their constituencies on the performance of the company, and that they
were not able to be sanctioned by citizens for poor performance. In
2004, the Coordinadora submitted a regulatory proposal to the board
outlining new responsibilities for the Citizen Directors in order to
enhance the role and optimise their relations with water users. The
Directory however rejected this proposal.
In 2005, various social movements entered the SEMAPA grounds to protest
the corruption that was allegedly occurring by some of the union
representatives. The protestors stormed the facility and demanded that
the union representative position in the Board be removed. In front of
the protestors, the board voted unanimously to remove the union
representative from the decision making body. In this way, the social
participation in the form of protest successfully put pressure on
corrupt company workers and representatives to improve their performance.
The third form involves social organisations developing strategic
relationships with the Citizen Directors and various company
professionals in order to both propose infrastructure projects and
access key company data used to evaluate management official’s
performance. ASICA-Sur (4), the association of community water
committees in the city’s marginalised southern zone, has led the way in
creating pressure for improved water services. ASICA-Sur has
continuously criticised the company’s poor performance and demanded a
comprehensive non-politically determined plan for water expansion into
the southern zone.
Shortly after the Water War this organisation worked with their citizen
director representative to propose a plan for service expansion into the
southern zone of the city. In 2003, the Directory approved the community
backed proposal for the plan of expansion.
As a result, SEMAPA is now in the initial stages of executing a Plan of
Expansion. For the first time in its history, it is focusing on
providing water service infrastructure to a vast number of southern zone
inhabitants where more than 60% are not yet connected to the municipal
public water provider.
Another successful collaborative campaign was carried out in 2007. Over
several months, key social organizations, the Citizen Directors, and
several SEMAPA professionals conducted a joint investigation of the
company management under Eduardo Rojas (General Manager 2006-2007). The
widespread corruption allegedly occurring under Rojas’s direction had
caused significant financial damage to the company making it difficult
for it to pay employees and jeopardized the international loan from the
Inter-American Development Bank that was financing the plan of
expansion. Over a several month period, these diverse actors
strategically combined their unique capacities and authority in order to
collect and analyse the company’s financial data to prove widespread
corruption was occurring in the company and Rojas was indeed
responsible. After several months of pressuring union officials and
local political representatives, who until this time still publicly
supported Rojas, in October 2007, the Board voted unanimously to suspend
and open an official investigation of the General Manager for charges of
corruption.
Institutional and contextual constraints on exercising effective social
control
Yet these advances by the participatory actors have been constrained by
several factors relating to both institutional design and embedded
cultural contexts. Citizen Directors have been significantly hindered by
the fact that they receive no formal training when they enter their
positions. Many of the Citizen Directors who begin energised and ready
to create positive changes are quickly challenged by their inability to
propose technically viable plans or effectively scrutinise their
implementation.
Moreover, the expansion of the Board to include citizen representatives
was not complemented by changes to the internal management of the
company in order to accommodate these new actors, such as providing
information suitable for non-expert actors in a format they can
effectively comprehend in order to appropriately analyse company plans
and performance reports.
Moreover, a technical bias generally exists within the technical and
professional staff of water companies that discounts the value of
contributions by ordinary citizens. The initial efforts to create the
technical committees were rejected by the then current manager who was
also a member of the Coordinadora. This internal disagreement within the
Coordinadora demonstrated the strong division between socially and
technically oriented players who formed the coalition. There is still a
strong disconnect between company technicians and the general public.
Moreover even pressure by ASICA-Sur which is delivering service
infrastructure expansions can not be described as a clear victory for
social control. The process has often been manipulated by the Mayor and
the Governor who seized the opportunity to energise their political
bases and to marginalise the association and Citizen Directors from the
project. It demonstrates the tendency of political elites to control
service provisions in order to provide them to their electoral bases.
Moreover, the lack of capacity amongst Citizen Directors and social
organisations has prevented them from effectively proposing technical
viable service plans and critiquing the formal plans created by company
professionals and municipal technocrats.
Struggles against SEMAPA’s inefficiency and corruption have shown that
whilst protests may deliver some results, they do not address the root
causes and organisational problems which allow these types of acts to
continue. It is clear, in the context of popular desire to participate,
specific mechanisms must be established to strategically channel this
interest. The continuing poor performance and corruption in SEMAPA have
created significant mistrust between the social organisations, the
municipal officials on the board, and the company managers. Although in
some cases social organisations may be effective in collaborating with
company and public officials, it remains to be seen if their relations
will improve to encourage a more effective environment for collective
governance and company performance for the benefit of the entire
Cochabambino community.
Conclusion
Collective public service management based on social control intends to
provide well performing water companies and equitable service
provisions. This feat has not yet been achieved in Cochabamba. These
profound institutional and cultural changes can not happen over the
course of a water war or even less within a symbolic restructuring of
the board of the public service institution.
Creating effective forms of social control require the creation of
viable participatory institutions and long-term commitments and broad
cooperation by engaged and active citizens to work diligently and
strategically to develop consensual service demands and erode the
political and organisational cultures of corruption and exploitation. In
addition to the political will of the people, company decision making
structures must be reformed in order to effectively accommodate
citizens’ capacities. For example, collective governance in public
service companies requires creating new forms of transparency that
provide information to service users in a format that accommodates the
needs and interests of non-expert participants. Moreover, contentious
social organizations must work to develop new capacities and strategic
relationships with company officials and local politicians in order to
effectively enter and negotiate their demands for services and monitor
company performance. Under these conditions, participatory democratic
governing structures can provide well performing and equitable public
service institutions that respect and respond to the social demand and
needs of the entire community in which it is embedded and which it is
meant to benefit.
Although the many setbacks in SEMAPA must be addressed in the broader
debate on social control, it is equally important to focus in on its
emerging strengths and the positive effects that merely attempting to
develop this process have had, not only in Cochabamba, but within the
global water justice movement as well. The experiments taking place
within SEMAPA revitalise radical progressive debates on conceptualising
collective governance models. As the world water movement matures and
strengthens its demands for collective governance, these initial
experiments are providing crucial experience and collective learning
that can lay the groundwork for deepening activists’ strategies for
building robust and sustainable empowered participatory governance
within public service institutions worldwide.
Notes
(1) A subsidiary of the transnational corporation Bechtel with
headquarters in San Francisco, California.
(2) Translated as ‘the Defense Coalition for Water and Life’.
(3) Translated as ‘political booty’. This Bolivian expression is used to
describe the political benefits that politicians who control these
institutions receive, in particular in two forms: rewarding political
supporters with well-paying government jobs and providing service
provisions to various constituencies in exchange for political support
during election time.
(4) An association of water committees which includes the participation
of over 120 committees, representing about 60,000 people in the southern
zone.
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Travis Driessen is a cultural anthropology major from the University of
Wisconsin Madison. His research is concerned with participatory
democracy and common goods. His current investigations examine the
institutional designs and cultural contexts of participatory budgeting
processes in Cochabamba and Porto Alegre and in water and sanitation
service organizations.
<http://www.aguabolivia.org/controlsocial/>The Working Group on Social
Control is a social platform to encourage critical reflection and
cooperation among various social organisations whose efforts relate to
social control and citizen participation in Bolivia.
The two principal projects this network is involved with are designed to:
1) create better transparency and enhanced mechanisms for public
scrutiny related to the management of SEMAPA and
2) increasing the public’s role in the planning, monitoring, and
evaluation of policy and public budgets.
For further information, please visit:
<http://www.aguabolivia.org>www.aguabolivia.org
For questions, comments, and critiques please write to tmdriessen at gmail.com
The article was first published in May 2008. It will be included in the
Arabic edition of
<http://www.tni.org/detail_pub.phtml?&&know_id=83&menu=05k>Reclaiming
Public Water (Summer 2008).
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